SHANNON LEE APPLEBY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-08-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-03-14 | 2015-08-14 | — |
| UBS FINANCIAL SERVICES INC. | 2008-12-09 | 2009-04-15 | — |
| UBS FINANCIAL SERVICES INC. | 2004-09-14 | 2008-10-31 | — |