HUONG THOAI TRAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2021-08-25 | present | Yes |
| LPL FINANCIAL LLC | 2020-01-15 | 2021-03-16 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-08-16 | 2019-06-03 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2006-07-05 | 2007-11-13 | — |