JAMES PATRICK FINLEY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2007-01-22 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-07-28 | 2007-01-24 | — |