JOANNE H NGUYEN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with PRIME CAPITAL INVESTMENT ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 2023-09-27 | present | Yes |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2017-10-31 | 2023-10-27 | — |
| MSI FINANCIAL SERVICES, INC. | 2011-01-26 | 2011-08-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-04-18 | 2010-01-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-09-20 | 2006-02-17 | — |