JAMES WILLIAM FINLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2009-04-07 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-10-11 | 2009-04-06 | — |