richard e monroe is an investment adviser representative (IAR) with state registration records since 2018, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-09-12 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-04-27 | 2022-10-06 | — |