RICHARD WAYNE NELSON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2020-05-22 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-02-02 | 2020-05-29 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2005-04-28 | 2009-02-02 | — |
| BANC ONE SECURITIES CORPORATION | 2003-11-25 | 2005-03-31 | — |