David Kim Holmes

David Kim Holmes is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (5)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2025-05-27presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-12-112025-05-02
J.P. MORGAN SECURITIES LLC2016-06-072020-03-30
MORGAN STANLEY SMITH BARNEY LLC2009-06-012016-03-30
MORGAN STANLEY & CO. LLC2008-07-302009-06-01

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