ERNEST James COX is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2016-04-20 | present | Yes |
| KESTRA INVESTMENT SERVICES, LLC | 2016-02-29 | 2016-03-02 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2005-03-15 | 2016-02-29 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-05-08 | 2005-03-02 | — |