DOUGLAS CARROLL SHOWS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 2026-01-06 | 2026-04-03 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2025-11-25 | present | Yes |
| DEMPSEY LORD SMITH, LLC | 2018-09-18 | 2025-12-31 | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2011-06-17 | 2018-09-17 | — |
| PARK AVENUE SECURITIES LLC | 2006-11-30 | 2010-09-28 | — |
| PARK AVENUE SECURITIES LLC | 2006-06-26 | 2006-11-08 | — |
| PEACHTREE PLANNING ADVISORS, INC. | 2005-12-14 | 2007-12-07 | — |