KATHY JANE ASHWORTH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-08-26 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-01-24 | 2019-07-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-10-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-06-07 | 2009-06-01 | — |