JAMES FREDERICK SHAW is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with DAVIE KAPLAN WEALTH CARE ADVISORS, LLC, DKCB FINANCIAL ADVISORS, LLC, CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-08-13 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2023-10-24 | 2025-09-05 | — |
| DKCB FINANCIAL ADVISORS, LLC | 2021-06-22 | present | Yes |
| DAVIE KAPLAN WEALTH CARE ADVISORS, LLC | 2021-06-21 | present | Yes |