WILLIAM E WARNOCK is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| SUMMIT FINANCIAL GROUP INC | 2021-04-13 | 2021-05-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2021-03-02 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-03-24 | 2007-04-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-08-17 | 2006-03-30 | — |