RICHARD LEWIS FAATZ is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-01-20 | present | Yes |
| U.S. BANCORP INVESTMENTS, INC. | 2016-10-26 | 2023-01-26 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2016-10-26 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-03-28 | 2014-01-21 | — |