LARRY GEORGE ROTH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-04-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-09-22 | 2024-04-16 | — |
| BARCLAYS CAPITAL INC. | 2011-01-04 | 2014-10-02 | — |
| NORTHERN TRUST SECURITIES, INC. | 2006-05-11 | 2009-12-31 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-06-09 | 2006-02-22 | — |
| UBS FINANCIAL SERVICES INC. | 2001-06-06 | 2003-06-27 | — |