Stephen W Lee

Stephen W Lee is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (7)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-04-17presentYes
BANCWEST INVESTMENT SERVICES, INC.2010-04-232013-11-15
CHASE INVESTMENT SERVICES CORP.2009-05-022010-04-26
WAMU INVESTMENTS, INC.2009-02-092009-05-02
PRUCO SECURITIES, LLC2007-04-192009-01-29
WAMU INVESTMENTS, INC.2003-08-202005-08-16
AMERIPRISE FINANCIAL SERVICES, LLC2002-05-012003-07-09

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