JAMES WESLEY CARRINGTON

JAMES WESLEY CARRINGTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2022-04-26presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-07-172022-04-27
WELLS FARGO CLEARING SERVICES, LLC2011-01-032019-07-23
WELLS FARGO INVESTMENTS, LLC2003-12-192011-01-03

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