JAMES EDWARD FAMULA

JAMES EDWARD FAMULA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (4)

FirmFromToCurrent
LPL ENTERPRISE, LLC2025-07-29presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2020-06-172025-08-11
OSAIC WEALTH, INC.2018-12-182020-06-19
UBS FINANCIAL SERVICES INC.2002-04-052002-10-10

More