JOHN LU is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2026-01-06 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2016-05-11 | 2025-07-04 | — |
| HSBC SECURITIES (USA) INC. | 2014-10-21 | 2016-03-24 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2014-03-19 | 2014-10-21 | — |
| CHASE INVESTMENT SERVICES CORP. | 2008-03-17 | 2009-10-05 | — |