LISA K BARNES is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2024-12-01 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-10-24 | 2024-12-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-05-11 | 2018-08-17 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-05-17 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-02-28 | 2009-06-01 | — |
| J.P. MORGAN SECURITIES INC. | 2007-05-10 | 2008-02-08 | — |