NICOLE SAUSE FAWLEY

NICOLE SAUSE FAWLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-08-14presentYes
MORGAN STANLEY SMITH BARNEY LLC2016-06-152025-08-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-09-032016-06-17
CHASE INVESTMENT SERVICES CORP.2005-07-062009-09-01
BANC ONE SECURITIES CORPORATION2005-02-252005-07-06

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