JONATHAN Charles PENTA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with EMPIRICAL ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EMPIRICAL ASSET MANAGEMENT, LLC | 2022-01-19 | present | Yes |
| SAVIOR WEALTH | 2019-04-24 | 2021-09-09 | — |
| UBS FINANCIAL SERVICES INC. | 2007-03-02 | 2019-05-03 | — |
| MORGAN STANLEY DW INC. | 2006-09-08 | 2007-03-05 | — |