KATHERINE R STEPHENS is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-08-22 | present | Yes |
| FIRST ALLIED SECURITIES, INC. | 2010-11-23 | 2011-08-19 | — |