CARLOS A GUERRA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2023-10-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-05-13 | 2023-10-17 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-05-15 | 2021-05-17 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2015-05-27 | — |
| CHASE INVESTMENT SERVICES CORP. | 2005-07-06 | 2012-10-01 | — |
| BANC ONE SECURITIES CORPORATION | 2003-06-20 | 2005-07-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-01-06 | 2003-04-22 | — |