STEPHEN TAKASHI SUGAI is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-05-16 | present | Yes |
| OSAIC FS, INC. | 2004-08-06 | 2024-05-21 | — |
| SIGNATOR INVESTORS, INC. | 2000-11-21 | 2004-06-11 | — |