Christopher Hathaway

Christopher Hathaway is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (7)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2026-03-23presentYes
LPL FINANCIAL LLC2023-09-272026-03-13
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2016-09-222023-10-06
WELLS FARGO CLEARING SERVICES, LLC2013-08-302016-08-03
UBS FINANCIAL SERVICES INC.2008-02-222013-09-09
MORGAN STANLEY & CO. LLC2007-04-022008-02-25
MORGAN STANLEY DW INC.2001-08-272007-04-02

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