CAROL S. HUGHES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-01-04 | present | Yes |
| ALLEN & COMPANY OF FLORIDA, LLC | 2019-11-27 | 2022-03-01 | — |
| ALLEN & COMPANY OF FLORIDA, LLC | 2010-02-22 | 2019-11-22 | — |