THOMAS JAMES PUTNEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-01-17 | present | Yes |
| JLP CAPITAL MANAGEMENT | 2014-11-03 | 2023-01-31 | — |
| LPL FINANCIAL LLC | 2011-02-18 | 2014-11-10 | — |
| LPL FINANCIAL LLC | 2005-06-24 | 2009-04-06 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2005-04-13 | 2005-06-24 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-08-13 | 2004-03-18 | — |
| UBS FINANCIAL SERVICES INC. | 2002-04-05 | 2003-08-13 | — |