Carrie Ann Simmons is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2022-04-07 | 2024-11-14 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2020-03-09 | 2020-08-10 | — |
| BALBOA WEALTH PARTNERS, INC. | 2019-03-18 | 2019-04-29 | — |
| BALBOA WEALTH PARTNERS, INC. | 2018-12-10 | 2019-01-23 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2016-06-08 | 2018-12-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-06-01 | 2014-07-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-06-15 | 2009-03-13 | — |