James Robert Quigley is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-11-03 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2021-03-24 | 2025-03-14 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2018-04-30 | 2020-12-08 | — |
| CAPITAL ONE ADVISORS, LLC | 2017-09-13 | 2018-04-09 | — |
| HARRISDIRECT LLC | 2015-11-23 | 2017-04-17 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2008-06-18 | 2015-03-18 | — |
| TD AMERITRADE, INC. | 2006-03-21 | 2015-03-18 | — |