Dennis Alan Haubert is an investment adviser representative (IAR) with state registration records since 2001, appearing at 11 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-06-02 | present | Yes |
| SIGMA PLANNING CORPORATION | 2022-10-05 | 2023-06-02 | — |
| EDWARD D. JONES & CO., L.P. | 2021-04-16 | 2022-10-07 | — |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | 2020-04-07 | 2021-04-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2017-06-27 | 2020-03-17 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2017-06-22 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-09-25 | 2014-01-21 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2010-04-16 | 2013-09-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-05-13 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-03 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2001-09-13 | 2006-02-06 | — |