James William Buzgo is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2021-04-27 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2015-05-20 | 2020-02-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-11-20 | 2009-04-29 | — |