Clayton K Shum is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with AEGIS CAPITAL CORP..
| Firm | From | To | Current |
|---|---|---|---|
| AEGIS CAPITAL CORP. | 2023-02-13 | present | Yes |
| GROVE POINT ADVISORS, LLC | 2021-04-01 | 2023-01-12 | — |
| GROVE POINT INVESTMENTS, LLC | 2020-12-01 | 2021-04-01 | — |
| USA FINANCIAL SECURITIES LLC | 2009-12-09 | 2020-12-01 | — |