Catherine Eleanor Klase

Catherine Eleanor Klase is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (5)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2018-03-23presentYes
UBS FINANCIAL SERVICES INC.2016-04-272018-03-27
UBS FINANCIAL SERVICES INC.2011-11-092014-07-21
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-11-07
MORGAN STANLEY & CO. LLC2008-05-202009-06-01

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