JAMES HERBERT GILLINGHAM

JAMES HERBERT GILLINGHAM is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2020-07-13presentYes
MORGAN STANLEY SMITH BARNEY LLC2014-02-142020-07-15
UBS FINANCIAL SERVICES INC.2001-12-052014-02-24

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