Nancy Dowling

Nancy Dowling is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (8)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-05-08presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-10-042024-05-07
WELLS FARGO CLEARING SERVICES, LLC2022-09-292023-04-19
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2007-03-122007-05-29
TD AMERITRADE, INC.2007-03-122007-05-29
CITIGROUP GLOBAL MARKETS INC.2006-03-292006-12-07
PRINCIPAL SECURITIES, INC.2006-03-142006-03-28
WELLS FARGO CLEARING SERVICES, LLC2004-02-102005-01-03

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