JAMES RALEIGH BAILES

JAMES RALEIGH BAILES is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WMA FINANCIAL, LLC.

Registration history (6)

FirmFromToCurrent
WMA FINANCIAL, LLC2018-01-10presentYes
WMA FINANCIAL, LLC2017-02-032017-12-31
WMA FINANCIAL, LLC2014-10-172016-12-31
REGAL INVESTMENT ADVISORS LLC2013-11-272015-07-02
ONYX WEALTH ADVISORS, INC.2008-11-032013-12-31
PRINCIPAL SECURITIES, INC.2004-08-192008-11-18

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