Caroline Novak is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with SAGE RHINO CAPITAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SAGE RHINO CAPITAL LLC | 2017-12-15 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-07-23 | 2018-01-04 | — |
| MORGAN STANLEY DW INC. | 2002-01-16 | 2004-08-05 | — |