DEV GUPTA is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with PERIGON WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PERIGON WEALTH MANAGEMENT, LLC | 2020-01-07 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-09-28 | 2020-01-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-10-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-14 | 2009-06-01 | — |