THOMAS A KNOTT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-01-23 | present | Yes |
| GREAT LAKES ADVISORS, LLC | 2011-09-30 | 2018-04-10 | — |
| WINTRUST INVESTMENTS LLC | 2011-09-30 | 2025-01-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-10-13 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2002-04-17 | 2007-04-02 | — |