CHARLES RICHARD THOMPSON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLINGTON SHIELDS & CO., LLC, WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | 2025-01-22 | present | Yes |
| WELLINGTON SHIELDS & CO., LLC | 2025-01-22 | present | Yes |
| COBALT ASSET MANAGEMENT, LP | 2006-03-10 | 2015-12-31 | — |
| H. G. WELLINGTON & CO., INC. | 2002-08-28 | 2010-12-31 | — |