Ernest Lee Smith

Ernest Lee Smith is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with NEWSONG CAPITAL MANAGEMENT, INC., CBIZ INVESTMENT ADVISORY SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
CBIZ INVESTMENT ADVISORY SERVICES, LLC2026-06-16presentYes
NEWSONG CAPITAL MANAGEMENT, INC.2023-02-18presentYes
NEXADVISORS, LLC2022-11-032023-02-01
PRINCIPAL SECURITIES, INC.2019-06-192020-08-12
LPL FINANCIAL LLC2017-03-272019-06-12
ONEAMERICA SECURITIES, INC.2010-01-252017-03-16
MORGAN STANLEY DW INC.2002-02-262002-09-24

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