DAVID NATHAN STERLING

DAVID NATHAN STERLING is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2025-08-22presentYes
FIRST HORIZON ADVISORS, INC.2024-10-082025-08-21
UBS FINANCIAL SERVICES INC.2022-10-122024-10-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-09-172022-07-21
CREDIT SUISSE SECURITIES (USA) LLC2008-09-152015-10-02
LEHMAN BROTHERS INC.2007-05-162008-09-24

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