MATTHEW LOWELL BROCH

MATTHEW LOWELL BROCH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (5)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2025-06-02presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-09-302025-06-09
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-10-17
CITIGROUP GLOBAL MARKETS INC.2007-08-032009-06-01
A. G. EDWARDS & SONS, INC.2002-09-302007-08-08

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