Shawn Christopher Sauerwein is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | 2012-01-30 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2009-09-25 | 2012-01-30 | — |
| UBS FINANCIAL SERVICES INC. | 2007-05-30 | 2009-09-25 | — |
| CHASE INVESTMENT SERVICES CORP. | 2005-07-06 | 2007-05-29 | — |
| BANC ONE SECURITIES CORPORATION | 2004-07-26 | 2005-07-06 | — |