NEIL SAMPAT GAVANDE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with THE SANTA CRUZ COMPANY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| THE SANTA CRUZ COMPANY LLC | 2024-08-02 | present | Yes |
| TCFG INVESTMENT ADVISORS, LLC | 2020-07-27 | 2023-10-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-01-02 | 2020-05-14 | — |
| UBS FINANCIAL SERVICES INC. | 2004-10-01 | 2014-01-10 | — |
| MORGAN STANLEY DW INC. | 2002-01-25 | 2004-10-07 | — |