SHARI MIYEKO LUM is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2022-04-05 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-08-28 | 2022-04-11 | — |