STEVEN A CONNOLLY

STEVEN A CONNOLLY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with GLADSTONE INSTITUTIONAL ADVISORY LLC.

Registration history (4)

FirmFromToCurrent
GLADSTONE INSTITUTIONAL ADVISORY LLC2021-06-13presentYes
UBS FINANCIAL SERVICES INC.2007-11-162021-06-22
MORGAN STANLEY & CO. LLC2007-04-022007-11-21
MORGAN STANLEY DW INC.2002-06-172007-04-02

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