STEVEN JAMES STAUFF is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with IEQ CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| IEQ CAPITAL, LLC | 2023-09-06 | present | Yes |
| RBC SECURITIES, INC. | 2016-04-01 | 2023-09-15 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-10-15 | 2016-03-28 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-10-29 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2003-02-07 | 2007-04-02 | — |