CAROLINA MATA is an investment adviser representative (IAR) with state registration records since 2018, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-12-13 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2023-08-14 | 2023-08-29 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2022-05-11 | 2023-08-29 | — |
| TD AMERITRADE, INC. | 2022-05-11 | 2022-10-14 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2018-10-01 | 2021-10-11 | — |